岗位职责:
1. Assisting the team on comprehending KYC and regulatory environment, interpreting regulatory/policy changes and communicate their implications to the team, ensuring AML Regulations, policies/procedures are maintained and adhered.
2. Interfacing with Client Liaison Group, Compliance, Front Office and Relationship Managers where applicable especially on matters that involve escalation of pending and ageing profiles. Develop and maintain excellent professional relationship with all stake holders.
3. Plan for effective utilization of resources and exhibit complete ownership of the business.
4. Ensure implementation and adherence to audit and compliance requirements and proactively highlight potential issues to the management.
任职要求:
1. Excellent understanding of KYC, financial regulatory environment and AML risk implications. Sound knowledge of financial regulatory requirements.
2. At least 5 years working experience with 3 years team management experience.
3. Thorough understanding of legal structures of various client types: financial institutions, corporate, quoted companies, private companies, funds, SPV’s etc. Proven skill sets in analyzing implications of mergers and acquisitions on legal identities